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Spotlight Stories

Dual Shares to Fuel Boutique's ETF Push

Denver, Colorado-based Shelton Capital Management is building out its expertise for ETF share classes partly by searching for other firms to buy, its chief executive said.

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AB's Move to Four Days in Office Helped Boost CEO's Pay

The firm shifted in September from a required three days in the office to four. The "successful" transition was among the considerations for determining several top executives' annual compensation, a recent disclosure shows.

Leech: Please, No More Talk of ‘Cherry-Picking’

Lawyers for the former Western Asset Management investment chief want prosecutors to stop using the term in describing his alleged fraud, calling it confusing and prejudicial.

LPL Chops 300 Jobs

The firm plans to grow in “priority areas,” and has more than 300 open positions, a spokesperson said.

N-PORT Abort: SEC Drops Monthly Disclosures, Names Rule Reporting

Bowing to industry lobbying, new amendments would retain quarterly portfolio snapshots and no longer require Names Rule-related updates.

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